Securities - this is a special type of document that confirms monetary or property rights. They are divided into shares (stocks, investment certificates), debt (bonds, bills, certificates of deposit), mortgage, privatization, and property management. There is also a special type arising from forward and futures contracts, options, swaps, according to which the parties undertake to carry out a particular transaction in the future.
The issue of securities is carried out by business entities or by the state, and both individuals and legal entities are entitled to act as owners.
The issue and circulation of these types of assets should be carried out in strict accordance with applicable law, so professional legal support is indispensable here. The full range of legal services related to the securities market is provided by the lawyer association “Krikun and Partners”.
Our advantages
- more than 11 years of legal practice;
- work in all regions of the country and abroad;
- the presence in the team of auditors, financiers, experts in exchange trading, etc .;
- cooperation with both residents of Ukraine and with foreign companies;
- an integrated approach to solving the needs of each client.
In what situations can we help?
Securities law practice requires vast experience and knowledge not only in law, but also in the field of economics, finance, and asset management. In addition, you need to be well versed in the situation on the stock exchange, be able to assess risks, anticipate future events in domestic and world markets. The specialists of our association possess all the necessary skills and are ready to provide professional legal assistance in such matters as:
- Issue of securities - execution in electronic and / or paper form, state registration, sale.
- Purchase and sale of securities, as well as exchange, gift and other types of their circulation.
- Drawing up and conclusion of forward, futures contacts, swaps, options.
- Interaction with regulatory authorities, in particular, the National Commission for Securities and Stock Market.
- Settlement of disputes between holders of securities (shareholders, investors, creditors) and issuers (debtors) through peaceful negotiations or through a court.
- Registration and licensing of professional activities with securities (brokerage, dealership, underwriting , asset management, clearing).
- Drawing up contracts of commission, commission, management contract and other transactions between issuers, owners, holders of securities and intermediaries.
- Reporting and taxation of income (property) on exchange transactions.
- Other issues related to this area.
How we can help
Securities Lawyer
Legal support by specialists of the lawyer association “Krikun and Partners” of commercial relations arising in the process of issuing and circulating securities may include the following types of services:
- providing oral and written explanations, consultations;
- drawing up draft agreements, contracts, other documents;
- checking contracts for risks, writing conclusions and recommendations;
- representation of client interests in regulatory authorities and courts;
- preparation of constituent documents for registration of a joint stock company;
- assistance in obtaining a license to engage in brokerage or other professional activities on the stock exchange;
- fulfillment of other tasks stipulated by the agreement on the provision of legal assistance.
If you want to clarify any information about this practice, call the number indicated at the top of the page. You can also use the online form on our website to discuss the terms of cooperation or to set a date for a meeting with a lawyer .